Legal Alerts

David Marshall Interviewed Regarding Fifth Circuit Dodd-Frank Decision
August 5, 2013
Katz, Marshall & Banks partner David J. Marshall was interviewed for an article that appeared in IAWatch, a publication that discusses solutions to compliance issues faced by professionals in the investment advisement industry.  The article focused on the recent decision by the U.S. Court of Appeals for the Fifth...
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KMB partner David J. Marshall quoted in Compliance Week about key Sarbanes-Oxley whistleblower decision by the Fourth Circuit Court of Appeals
January 11, 2010
The article surveys experts, including Mr. Marshall, regarding the effects of the Stone v. Instrumentation Laboratory, Co. decision, which affirmed that SOX complainants can file suit in federal court after 180 days. In a January 12, 2010, article entitled "Court Ruling Opens Door to Whistleblower Litigation," ...
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